Regulatory Requirements: We are directly regulated as Independent Financial Advisers by the Financial Services Authority (FSA) and are not part of a network organisation. We do not handle client monies directly and we operate the highest level of compliance scrutiny possible by engaging independent compliance consultants, National Regulatory Services, who carry out regular visits to our office to audit client files. Our processes are also examined to ensure we are treating our customers fairly.

Business Continuity Plan: planning for all business contingencies covering data, personnel, security and financial advice.

Systems: We have an encrypted system of the highest security level to store our client data. In addition to our office server system, we have a secure server off site as back up.